To see the Execution of a Control in the Compliance Management Module, navigate to the Controls tab, and under the Controls by Month view, click Filter.
Using the Status dropdown, you are given three options.
- No Linked Items: Shows all controls that are not supported by a Checklist or Reconciliation item in the application.
- Complete: Shows all Controls that are linked to a Checklist or Reconciliation where the Checklist or Reconciliation task has been signed off in FloQast.
- Incomplete: Shows all Controls that are linked to a Checklist or Reconciliation but have not been signed off yet in FloQast.
The “sign-off statuses” column is an easy view to evidence how many checklists and reconciliations are linked to each control and if they are complete. The badge at the top will show “incomplete”, “complete”, or “no linked items.”